Unauthorized Securities Investment Services: Warning from UBCKNN

The State Securities Commission (SSC) has just issued a warning about the provision of securities services on cyberspace.

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Advertisement image for the service on Vick’s website

Specifically, ViCK JSC (business registration number 0316298093) has shown signs of providing securities advisory services without a license, management, or supervision from the State Securities Commission as required by law on securities.

According to the State Securities Commission, this enterprise provides expert advisory and consulting services on securities investment for customers on technology platforms including websites and mobile applications. Therefore, the State Securities Commission recommends that investors exercise caution when using the service and take responsibility for potential risks that may arise.

On its website, ViCK JSC introduces itself as one of the first companies in the Vietnamese securities market to provide expert advisory/consulting services for individual investors…

Mr. Nguyen Hong Diep is the legal representative of ViCK JSC. He has held senior management positions at several securities companies: Member of the Board of Directors of VNDirect Securities Company, Director of VNDirect Ho Chi Minh City Branch, Director of SHS Branch.

Khang Di