DSC Securities Corporation (Stock Code: DSC, HoSE) has announced the transfer of warrant rights from major shareholders and insiders.
Mr. Nguyen Duc Anh, Chairman of DSC’s Board of Directors, transferred all 72.99 million warrants via an off-market agreement on October 28, 2025, at no cost.
This transaction means the 9X Chairman will not participate in DSC’s upcoming share offering, maintaining his ownership of 85.4 million DSC shares (including 12.4 million shares from dividends).
Similarly, NTP Investment Corporation, chaired by Mr. Nguyen Duc Anh, reported transferring 70 million out of nearly 73 million warrants via an off-market agreement on October 28, 2025.
Post-transfer, NTP Investment will exercise nearly 3 million warrants, acquiring 517,465 DSC shares. The recipient of the 70 million warrants will be eligible to purchase over 12 million shares in DSC’s offering.
Ms. Nguyen Thi Thu Ha also reported transferring all 6.059 million DSC warrants via an off-market agreement on October 30, 2025.
This means she will not participate in DSC’s share offering, retaining her ownership of 7.089 million shares (including 1.03 million dividend shares).
With a warrant exercise ratio of 100:17.25, the recipient of her 6.059 million warrants will be eligible to purchase over 1.04 million shares in DSC’s offering.
DSC Securities is offering 35.33 million shares to existing shareholders at VND 10,000 per share. The warrant exercise ratio is 100:17.25, meaning shareholders holding 100 shares will receive 17.25 new shares. The shareholder list for warrant allocation was finalized on October 6, 2025.
The newly issued shares are unrestricted. The offering aims to increase operational capital, including funding for margin lending and advance payments for securities transactions.
Recently, the company extended the warrant transfer deadline to October 31, 2025, from October 28, 2025. The subscription and payment deadline was also extended to November 11, 2025, from November 5, 2025.
These adjustments provide existing shareholders with more time to exercise their warrants, ensuring the success of the offering.
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Following major shareholders NTP Investment and Chairman Nguyen Duc Anh, DSC Board Member Nguyen Thi Thu Ha has now registered to transfer her share purchase rights.
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Chairman Nguyen Duc Anh Opts Out of DSC’s Share Offering
Chairman Nguyen Duc Anh has announced the transfer of all 72.99 million warrants for DSC’s additional share issuance via a negotiated agreement.
