Following the transaction, Mr. Quan reduced his holdings from nearly 1.52 million HCM shares to over 1.51 million shares, maintaining a stake of approximately 0.14%.
Previously, Mr. Quan registered to sell 350,000 HCM shares between October 27 and November 25. However, the actual number of shares sold was only about 1% of the registered amount, citing lower-than-expected prices as the reason.
Mr. Quan announced the sale on October 21, when HCM shares were priced at VND 24,250 per share, slightly higher than the VND 24,000 per share price on the transaction date. Broadly speaking, the shareholder announced and sold shares during a market correction period, as HCM’s price continued to decline, closing at VND 22,700 per share on November 26.
Throughout the year, HCM has experienced alternating periods of growth and decline, resulting in a current stock price nearly unchanged from the beginning of the year.
| HCM Shares Fluctuate Throughout the Year |
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In addition to his role as a shareholder, Mr. Le Anh Quan serves as the Authorized Information Disclosure Officer at HSC Securities. According to HSC’s annual and quarterly reports, he also holds the position of Executive Director of the Communications Division.
Furthermore, Mr. Quan is the elder brother of Vice Chairman Le Anh Minh, who also serves as a Director and Capital Representative for major shareholder Dragon Capital Markets Limited (DC). Mr. Minh is a Board Member of Dragon Capital Vietnam Fund Management JSC (DCVFM) and holds over 366,000 HCM shares (0.03% stake).
In recent notable developments related to HSC, on November 12, the top-5 brokerage firm by market share on HOSE in Q3/2025 announced receiving a penalty from the State Securities Commission (SSC) for failing to submit reports and disclose information within the stipulated deadlines.
This is not the first time HSC has faced procedural issues recently. On October 14, the Ho Chi Minh City Stock Exchange (HOSE) issued a reminder to the company for delaying the submission of warrant delisting documents.
HSC Securities Fined by SSC for Disclosure Violations
Recently, HSC completed a rights issue of nearly 360 million shares to existing shareholders, increasing its capital to over VND 10,800 billion. The ownership structure shifted as the State Financial Investment Company (HFIC) transferred all its subscription rights, reducing its stake from 16.88% to 11.25%, while DC exercised its full subscription rights, maintaining a 31.48% stake.
In terms of business performance, HSC reported Q3/2025 operating revenue of nearly VND 1,665 billion, a 46% increase, driven by brokerage, margin lending, and proprietary trading. Net profit reached over VND 440 billion, nearly doubling year-on-year.
For the first nine months, the company generated nearly VND 3,738 billion in operating revenue, a 21% increase, with net profit nearing VND 860 billion, up 6%.
– 08:43 27/11/2025
HSC Leader Registers to Sell 350,000 HCM Shares
Le Anh Quan, the authorized information disclosure representative of HSC, has recently registered to sell 350,000 HCM shares with the aim of restructuring his investment portfolio.
National Securities Falls Short of Acquiring Full 10 Million SAM Shares as Registered
Due to market prices falling short of expectations, National Securities has successfully acquired only over 5.1 million shares of SAM out of the 10 million shares initially registered for purchase.
Vinaconex 34 Stripped of Public Company Status
The State Securities Commission of Vietnam (SSC) has officially revoked the public company status of Vinaconex 34. This decision follows a recent penalty of VND 92.5 million imposed on the company for failing to disclose mandatory information as required by regulations.
S99 Chairman Fined $7,500, Suspended from Trading for 4 Months Over Unregistered Share Purchase
The State Securities Commission (SSC) has issued an administrative penalty against Mr. Nguyen Cong Hung, Chairman of the Board of Directors of SCI Corporation (HNX: S99), for failing to report prior to executing a share transaction.
EVS Securities Shuts Down Hanoi Branch Operations
EVS Securities Corporation (HNX: EVS) has announced, via the Department of Business Registration and Corporate Finance (Hanoi Department of Finance), the cessation of operations of its Ba Trieu Branch, effective October 8, 2025.
