Mr. Nguyen Duc Anh, Chairman of the Board of Directors of DSC Securities Corporation (stock code: DSC, HoSE), has announced the transfer of all 72.99 million warrants for additional shares issued by DSC. The transfer will be conducted via agreement from October 24 to 28, 2025, with an expected value of 0 VND.
With an exercise ratio of 100:17.25, Mr. Nguyen Duc Anh’s 72.99 million warrants are estimated to allow the purchase of up to 12.59 million additional DSC shares.
This announcement suggests that the 9X Chairman likely intends to decline participation in DSC’s rights issue for existing shareholders.
Mr. Nguyen Duc Anh, Chairman of DSC’s Board of Directors
On October 6, DSC finalized its shareholder list for the issuance of 35.33 million shares to existing shareholders at a price of 10,000 VND per share.
The exercise ratio is 100:17.25, meaning shareholders holding 100 shares can purchase 17.25 new shares.
The issued shares are unrestricted for transfer. The purpose of the issuance is to increase operational capital, including funding margin lending and advance payment activities.
The warrant transfer period is from October 13 to 28, 2025, with each warrant transferable only once. The subscription and payment period for shares is from October 13 to November 15, 2025.
Alongside this rights issue, DSC is also issuing 34.8 million shares as dividends. The exercise ratio is 100:17, allowing shareholders with 100 shares to receive 17 new shares.
The capital for this dividend issuance comes from undistributed after-tax profits as per the latest audited financial statements. The issued shares are unrestricted for transfer.
These are two of the three capital increase plans approved by DSC shareholders in writing in June 2025. After completing the dividend issuance and rights issue, DSC will proceed with issuing 5 million shares under its Employee Stock Ownership Plan (ESOP) at 10,000 VND per share.
The ESOP issuance represents 1.82% of the total shares outstanding after the dividend and rights issue.
ESOP shares are subject to transfer restrictions: 40% after 1 year, 30% after 2 years, and 30% after 3 years. Proceeds from this issuance will supplement margin lending activities.
Upon completion of all three issuances, DSC’s outstanding shares will increase from 204.84 million to 279.9 million, with a charter capital of 2,799 billion VND.
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